In the United States, attorneys and law firms specialize in various areas of law, including stock market law and finance laws. These attorneys provide legal advice to individuals and businesses on matters related to securities trading, mergers and acquisitions, and financial regulations.
The Securities Act of 1933 and the Securities Exchange Act of 1934 provide the foundation for stock market law in the United States. These laws regulate the buying and selling of securities, including stocks, bonds, and other investment products.
The Federal Reserve System regulates banks and other financial institutions, while the Securities and Exchange Commission (SEC) oversees companies that raise capital through public offerings. Other laws, such as the Dodd-Frank Act, aim to protect investors and maintain stability in the financial system.
Corporate law governs businesses, including their operations, mergers and acquisitions, and compliance with regulatory requirements. Attorneys specializing in corporate law advise companies on matters such as securities offerings, mergers, and employee stock options.